Concept

Koopmans theorem — where it appears

The statement that an ionisation energy equals minus the orbital energy of the electron removed. It is exact in no model that has both relaxation and correlation, and its usefulness comes from those two errors partly cancelling.

Named by 7 essays across 3 fields — each of them below, with the objects they name alongside it.

methane: 2 valence bands. The measured valence photoelectron bands of methane, each labelled with the symmetry species of the orbital it comes from, and beside them the species the valence basis spans — the central atom's s and p functions and one s on each ligand, reduced in the molecule's own group. A band carrying a species the reduction does not produce would stop this figure being drawn.

What a photoelectron spectrum measures

The bands of a photoelectron spectrum are routinely read off as orbital energies. They are ionisation energies, which is a different quantity — and the identification rests on two errors of about an electronvolt each that happen to have opposite signs.

wrong · Photoelectron
Three answers to one question. The energy to remove an electron from a half-filled four-site system, computed three ways against the repulsion: exactly, by solving a self-consistent field twice — once for the molecule and once for the ion — and by reading the highest occupied orbital energy straight off the molecule, which is Koopmans' theorem. All three agree exactly at zero repulsion. The theorem always sits above the two-calculation answer, because letting the ion relax can only lower it; the exact answer sits above both, because the molecule is more correlated than its ion. The two errors have opposite signs and do not cancel: the residue grows to 6.03.

Koopmans' theorem is exact for nothing

Reading an ionisation energy off an orbital energy neglects two things that pull in opposite directions, and the cancellation between them is quoted as the reason it works. Compute all three energies in a model where the exact answer is available and the cancellation is real, partial, and gone by the time the repulsion is twice the hopping.

wrong · Photoelectron
Three lines, then a hundred. The exact removal spectrum of a 6-site Hubbard ring at half filling: every final state of the ion, at the energy it costs to reach and with the intensity the matrix element gives it. With no repulsion there are 3 lines and they are the occupied orbital energies. At U = 8 there are 100, on a molecule with 6 orbitals — so the spectrum cannot be read as a list of orbital energies, because there are more bands in it than there are orbitals to name.

More bands than there are orbitals

A photoelectron spectrum is read as a list of orbital energies, one band per occupied orbital. Computed exactly for a six-orbital ring, it has three bands with no repulsion and a hundred with eight — and by then fifty-three per cent of the intensity is in lines that no orbital corresponds to. The total intensity is three at every repulsion, exactly, because that is a sum rule and not a fit.

spectra · Photoelectron
The test that works until it does not. How many times stronger the weakest fundamental is than the strongest satellite, against the repulsion, on a half-filled ring of six. It starts at 23.8 and falls to 1.15 — a spectrum whose tallest satellite is as tall as its shortest band. The marked repulsion is where the other test fails as well: satellites start appearing inside the range the fundamentals span, so neither height nor position sorts the spectrum.

A hundred lines and no way to sort them

A spectrum with a hundred lines has six fundamentals in it somewhere. Sorting by height works until the tallest satellite is as tall as the shortest band, and sorting by position works until satellites start arriving between the bands — and on a ring of six both stop working at the same repulsion.

spectra · Photoelectron
Two molecules, one eigenvalue, and 1.27 eV between them. Six alternant hydrocarbons placed by the Hückel eigenvalue of their highest occupied level — computed by diagonalising each molecule's own adjacency matrix — against the measured first π ionisation energy. Ethene and benzene share an eigenvalue of exactly 1 and their measurements differ by 1.27 eV; butadiene and naphthalene share 0.618 and differ by 0.94. A model that reads only the eigenvalue is a function of it, so it must give each pair one answer, and the two vertical pairs are the whole of its error.

A parameter that never finds a value

Show a two-parameter model six measurements instead of two and it stops being underdetermined and starts being wrong. Adding the third parameter improves the fit by one part in eighty, moves the resonance integral by a factor of four, and never finds a best value at all — because nine tenths of the error is a term the model does not have.

bonding · Models
The contrast at three fillings, and the floor two of them reach. The intensity contrast on a ring of 6 against the on-site repulsion, at three fillings. At two electrons it settles on a number well above the factor of two the test needs. At half filling it falls through two and lands on exactly one from U = 64 upward — and every point where it reads exactly one is a point where the cut between fundamental and satellite falls between two lines of identical weight. Those are drawn hollow.

A ratio of exactly one is a tie

Does the intensity contrast fall below two at half filling? It does — it falls to exactly one. But one is the floor of a ratio between two ranked quantities, and it is reached here because the cut between fundamental and satellite lands between two lines of identical weight. The guard installed to catch that case tests the wrong degeneracy, and the guard installed to license the extrapolation cannot tell an exact answer from a divergent one.

spectra · Photoelectron
The same three fillings, on a ring and on a chain. The intensity contrast against the on-site repulsion at two, four and six electrons, for both geometries. Two of the ring's three curves flatten onto exactly one and stay there — the hollow marks, where the rank cut falls between two degenerate lines. The chain's corresponding curve approaches the same value from above without reaching it, because a chain of six has no exactly degenerate removal lines at any repulsion at all.

The number the tie got right

On a ring of six the contrast at half filling comes out exactly one, and the one is an artefact — the rank cut had landed between two lines of identical weight, so the ratio was a quantity divided by itself. The chain of six has no such pair anywhere, at any repulsion, at any filling. Its contrast at half filling converges to one anyway.

spectra · Photoelectron

Named alongside it

The objects these essays reach for when they reach for this one.

Ionisation energyExact diagonalisationHubbard modelMany-electron wavefunctionsPhotoelectron spectroscopyMolecular orbitalOn-site repulsionPhotoelectron spectrumDegeneracyElectron correlationModel limitMatrix element

All concepts